Regulatory Information
Legislative, regulatory and ethical texts
The obligations of Investment Service Providers on the basis of which Cartesia’s policies and procedures are mainly derived from the following texts:
The regulatory texts (and in particular the General Regulations of the Financial Markets Authority – AMF) are available at: www.amf-france.org.
The texts of legislative origin (and more particularly the articles of the Monetary and Financial Code) are available on: www.legifrance.gouv.fr.
Texts of European origin are available at: www.europa.eu.
Conflict of interest management policy
As a portfolio management company, Cartesia must respect the principle of the primacy of its clients’ interests. Cartesia takes all reasonable measures to prevent conflicts of interest by setting up an organization and procedures allowing the prevention and management of conflicts of interest.
Download Cartesia’s conflict of interest management policy
Selection of intermediaries and counterparties
Cartesia has established a policy for selecting intermediaries and counterparties to ensure the best execution of its market operations carried out as part of its management and RTO activities.
Download Cartesia’s intermediary and counterparty selection policy
Execution report
This report presents the list of the main intermediaries and counterparties used for the transmission of orders in order to obtain the best possible execution in accordance with “RTS 28” of the MiFID 2 Directive.
Download the Cartesia execution report
Claims processing
For any complaints, you can send a letter to:
CARTESIA
Tanguy Boullet
26-28 rue Danielle Casanova
75002 Paris – France
A complaint can also be sent to Cartesia to: tb@cartesiafinance.com
Upon receipt, we undertake to acknowledge receipt of said complaint:
– within a maximum period of 10 working days except in cases where our response can be provided within this period;
– respond to you within a maximum of 2 months from the date of receipt.
If you are dissatisfied with the outcome of your complaint, you can send a letter to the AMF Mediator at:
AMF Mediator
Financial Markets Authority
17, Place de la Bourse
75082 Paris cedex 02
The AMF mediation request form and the Mediation Charter are available on the website: https://www.amf-france.org/en/amf-ombudsman/ombudsman-presentation
Remuneration policy
Download Cartesia’s remuneration policy
Report article 29 of law no. 2019-1147 of November 8, 2019 relating to energy and
climate for the year 2023, Cartesia’s ESG – Sustainable Finance policy.
Shareholder engagement policy
Cartesia is not concerned by the shareholder engagement policy, nor by the exercise of voting rights due to the absence of investments in shares.